Network Working Group Hing-Kam Lam Internet Draft Alcatel-Lucent Expires:October,December, 2009 Scott Mansfield Intended Status:InformationalStandards Track Eric Gray EricssonApril 15,June 24, 2009 MPLS TP Network Management Requirementsdraft-ietf-mpls-tp-nm-req-01.txtdraft-ietf-mpls-tp-nm-req-02.txt Status of this Memo This Internet-Draft is submitted to IETF in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet- Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html This Internet-Draft will expire onOctober 15,December 24, 2009. Abstract This document specifies the requirementsnecessary to managefor theelements andmanagement of equipment used in networksthat supportsupporting an MPLS Transport Profile (MPLS-TP).This document is a productThe requirements are defined for specification ofa joint International Telecommunications Union - Telecommunications Standardization Sector (ITU-T)network management aspects of protocol mechanisms andInternet Engineering Task Force (IETF) effort to include a MPLS Transport Profile withinprocedures that constitute the building blocks out of which theIETFMPLSarchitecture. Thetransport profile is constructed. That is, these requirementsare driven by theindicate what managementfunctionality needs defined by ITU-Tcapabilities need to be available in MPLS forpacket transport networks.use in managing the MPLS-TP. This document is intended to identify essential network management capabilities, not to specify what functions any particular MPLS implementation supports. Table of Contents 1. Introduction................................................3 1.1.Terminology............................................3Terminology............................................4 2. Management InterfaceRequirements...........................4Requirements...........................6 3. Management Communication Channel (MCC)Requirements.........4Requirements.........6 4. Management Communication Network (MCN)Requirements.........5Requirements.........6 5. Fault ManagementRequirements...............................5Requirements...............................8 5.1. SupervisionFunction...................................5Function...................................8 5.2. ValidationFunction....................................6Function....................................9 5.3. Alarm HandlingFunction................................7Function...............................10 5.3.1. Alarm SeverityAssignment.........................7Assignment........................10 5.3.2. AlarmSuppression.................................7Suppression................................10 5.3.3. AlarmReporting Control...........................8Reporting..................................11 5.3.4. AlarmReporting...................................8Reporting Control..........................11 6. Configuration ManagementRequirements.......................8Requirements......................11 6.1. SystemConfiguration...................................9Configuration..................................12 6.2. Control PlaneConfiguration............................9Configuration...........................12 6.3. PathConfiguration.....................................9Configuration....................................12 6.4. ProtectionConfiguration...............................9Configuration..............................13 6.5. OAMConfiguration.....................................10Configuration.....................................13 7. Performance ManagementRequirements........................10Requirements........................14 7.1. Path Characterization PerformanceMetrics.............10Metrics.............14 7.2. Performance MeasurementInstrumentation..............12Instrumentation...............15 7.2.1. MeasurementFrequency............................12Frequency............................15 7.2.2. MeasurementScope................................12Scope................................16 8. Security ManagementRequirements...........................13Requirements...........................16 8.1. Management Communication ChannelSecurity.............13Security.............16 8.2. Signaling Communication ChannelSecurity..............13Security..............17 8.3. Distributed Denial ofService.........................13Service.........................17 9. SecurityConsiderations....................................14Considerations....................................18 10. IANAConsiderations......................................14Considerations.......................................18 11.Acknowledgments...........................................14Acknowledgments...........................................18 12.References................................................14References................................................18 12.1. NormativeReferences.................................14References.................................18 12.2. InformativeReferences...............................15 13.References...............................19 Author'sAddresses........................................16Addresses............................................21 CopyrightStatement...........................................16 Acknowledgment................................................17Statement...........................................21 Acknowledgment................................................22 APPENDIX A: Communication Channel(CC) Examples...............18(CCh) Examples..............23 1. Introduction This documentdescribesspecifies the requirementsnecessary to managefor theelements andmanagement of equipment used in networksthat supportsupporting an MPLS Transport Profile (MPLS-TP).It leveragesThe requirements are defined for specification of network management aspects of protocol mechanisms and procedures that constitute the building blocks out of which the MPLS transport profile is constructed. That is, these requirements indicate what management capabilities need to be available in MPLS for use in managing the MPLS-TP. This document is intended to identify essential network management capabilities, not to specify what functions any particular MPLS implementation supports. This document also leverages management requirements specified in ITU-T G.7710/Y.1701 [1] and RFC 4377[2].[2], and attempts to comply with best common practice as defined in [18]. ITU-T G.7710/Y.1701[1] specifiesdefines generic management requirements for transport(including packet-based and circuit-based)networks. RFC 4377 specifies the OAM requirements, including OAM-related network management requirements, for MPLS networks. This documentexpands on the requirements in [1]is a product of a joint ITU-T and[2]IETF effort tocover fault, configuration, performance, and security management for MPLS-TP networks, andinclude an MPLS Transport Profile (MPLS-TP) within therequirements for objectIETF MPLS andinformation models neededPWE3 architectures tomanage MPLS-TP Networkssupport capabilities andNetwork Elements. 1.1. Terminology Althoughfunctionality of a transport network as defined by ITU-T. The requirements in this documentis not a protocol specification, the key words "MUST", "MUST NOT",derive from two sources: 1) MPLS and PWE3 architectures as defined by IETF, and 2) packet transport networks as defined by ITU-T. Requirements for management of equipment in MPLS-TP networks are defined herein. Related functions of MPLS and PWE3 are defined elsewhere (and are out of scope in this document). This document expands on the requirements in [1] and [2] to cover fault, configuration, performance, and security management for MPLS-TP networks, and the requirements for object and information models needed to manage MPLS-TP Networks and Network Elements. In writing this document, the authors assume the reader is familiar with references [19] and [20]. 1.1. Terminology Although this document is not a protocol specification, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [6] and are to be interpreted as instructions to protocol designers producing solutions that satisfy the requirements set out in this document.MPLS-TP NE: a network element (NE) that supports MPLS-TP functions MPLS-TP network:Anomaly: The smallest discrepancy which can be observed between actual and desired characteristics of an item. The occurrence of anetworksingle anomaly does not constitute an interruption inwhich MPLS-TP NEsability to perform a required function. Anomalies aredeployedused as the input for the Performance Monitoring (PM) process and for detection of defects ([27], 3.7). Communication Channel (CCh): A logical channel between network elements (NEs) that can be used - e.g. - for management or control plane applications. The physical channel supporting the CCh is technology specific. See APPENDIX A: Data Communication Network (DCN):aA network that supports Layer 1 (physical layer), Layer 2 (data-link layer), and Layer 3 (network layer) functionality for distributed management communications related to the management plane, for distributed signaling communications related to the control plane, and other operations communications (e.g., order-wire/voice communications, software downloads, etc.).Management Communication Network (MCN): A DCN supporting management plane communication is referred to asDefect: The density of anomalies has reached aManagement Communication Network (MCN). Signaling Communication Network (SCN): A DCN supporting control plane communication is referredlevel where the ability toas a Signaling Communication Network (SCN). Communication Channel (CC):perform alogical channel between network elements (NEs) that can berequired function has been interrupted. Defects are used- e.g. -as input formanagement plane application orperformance monitoring, the controlplane applications.of consequent actions, and the determination of fault cause ([27], 3.24). Failure: Thephysical channel supportingfault cause persisted long enough to consider theCCability of an item to perform a required function to be terminated. The item may be considered as failed; a fault has now been detected ([27], 3.25). Fault: A fault istechnology specific. See APPENDIX A:the inability of a function to perform a required action. This does not include an inability due to preventive maintenance, lack of external resources, or planned actions ([27], 3.26). Fault Cause: A single disturbance or fault may lead to the detection of multiple defects. A fault cause is the result of a correlation process which is intended to identify the defect that is representative of the disturbance or fault that is causing the problem ([27], 3.27). Fault Cause Indication (FCI): An indication of a fault cause. Management Communication Channel (MCC):a CCA CCh dedicated for management plane communications.SignalingManagement CommunicationChannel (SCC):Network (MCN): A DCN supporting management plane communication is referred to as aCC dedicatedManagement Communication Network (MCN). MPLS-TP NE: A network element (NE) that supports the functions of MPLS necessary to participate in an MPLS-TP based transport service. See [24] for further information on functionality required to support MPLS-TP. MPLS-TP network: A network in which MPLS-TP NEs are deployed. OAM, On-Demand and Proactive: One feature of OAM that is largely a management issue is controlplane communications. The SCC may be usedof OAM; on-demand and proactive are modes of OAM mechanism operation defined - forGMPLS/ASON signalingexample - in Y.1731 ([28] - 3.45 and 3.44 respectively) as: - On-demand OAM - OAM actions which are initiated via manual intervention for a limited time to carry out diagnostics. On-demand OAM can result in singular or periodic OAM actions during the diagnostic time interval. - Proactive OAM - OAM actions which are carried on continuously to permit timely reporting of fault and/orother control plane messages (e.g., routing messages).performance status. (Note that it is possible for specific OAM mechanisms to only have a sensible use in either on-demand or proactive mode.) Operations System (OS): A system that performs the functions that support processing of information related to operations, administration, maintenance, and provisioning (OAM&P) for the networks, including surveillance and testing functions to support customer access maintenance. Signaling Communication Channel (SCC): A CCh dedicated for control plane communications. The SCC may be used for GMPLS/ASON signaling and/or other control plane messages (e.g., routing messages). Signaling Communication Network (SCN): A DCN supporting control plane communication is referred to as a Signaling Communication Network (SCN). 2. Management Interface Requirements This document does not specify which management interface protocol should be used as the standard protocol for managing MPLS-TP networks. Managing an end-to-end connection across multiple operator domains where one domain is managed (for example) via NETCONF/XML ([21]) orSNMP/SMI,SNMP/SMI ([22]), and another domain viaCORBA/IDL,CORBA/IDL ([23]), is allowed. For the management interface to the management system, an MPLS- TP NE MAY actively support more than one management protocol in any given deployment. For example, an MPLS-TP NE may use one protocol for configuration and another for monitoring. The protocols to be supported are at the discretion of the operator. 3. Management Communication Channel (MCC) RequirementsAn MPLS-TP management networkSpecifications SHOULD define supportseamlessfor management connectivity with remote MPLS-TP domains andNEsNEs, as well as with termination points located in NEs under the controlbyof a third party network operator. See ITU-T G.8601 [8] for example scenarios inmulti-carriermulti- carrier multi-transport-technology environments. For management purpose, every MPLS-TP NE MUST connect to anOS either directlyOS. The connection MAY be direct (e.g. - via a software, hardware orindirectlyproprietary protocol connection) or indirect (via another MPLS- TP NE). In this document, any management connection that is not via another MPLS-TPNE.NE is a direct management connection. When an MPLS-TP NE is connected indirectly to an OS, an MCC MUST be supported betweenthethat MPLS-TP NE andthe otherany MPLS-TPNE.NE(s) used to provide the connection to an OS. 4. Management Communication Network (MCN) Requirements Entities of the MPLS-TP management plane communicate via a DCN, or more specifically via the MCN. The MCN connectsMPLS-TP NEsmanagement systems with management systems,NEsmanagement systems with MPLS-TP NEs, andmanagement systems(in the indirect connectivity case discussed in section 3) MPLS-TP NEs with MPLS-TP NEs. RFC 5586 ([10]) defines a Generic Associated Channel (G-ACh) to enable the realization of a communication channel (CCh) between adjacent MPLS-TP NEs for managementsystems. Transportand control. Reference [11] describes how the G-ACh may be used to provide infrastructure that forms part of the MCN and a SCN. It also explains how MCN and SCN messages are encapsulated, carried on the G-ACh, and demultiplexed for delivery to management or signaling/routing control plane components on a label switching router (LSR). ITU-T G.7712/Y.1703 [7], section 7, describes the transport DCN architecture and requirements. The MPLS-TP MCN MUST support the requirementsare(in reference [7]) for: - CCh access functions specified in section 7.1.1; - MPLS-TP SCC data-link layer termination functions specified in section 7.1.2.3; - MPLS-TP MCC data-link layer termination functions specified in section 7.1.2.4; - Network layer PDU into CCh data-link frame encapsulation functions specified inITU-T G.7712/Y.1703 [7], including networksection 7.1.3; - Network layerprotocolsPDU forwarding (7.1.6), interworking (7.1.7) and encapsulation (7.1.8) functions, as well as tunneling (7.1.9) andtheir interworking.routing (7.1.10) functions specified in [7]. As a practicalrequirement,matter, MCN connectionsrequire addressing.will typically have addresses. See the section on addressing in[13][15] for further information. In order to have the MCN operate properly, a number of management functions for the MCN arerequired,needed, including:.- Retrieval of DCN network parameters to ensure compatible functioning, e.g. packet size, timeouts, quality of service, window size, etc.;.- Establishment of message routing between DCN nodes;.- Management of DCN network addresses;.- Retrieval of operational status of the DCN at a given node;.- Capability to enable/disable access by an NE to the DCN. Note that this is to allow isolating a malfunctioning NE from impacting the rest of the network. 5. Fault Management Requirements The Fault Management functions within an MPLS-TP NE enable the supervision, detection, validation, isolation, correction, and reporting of abnormal operation of the MPLS-TP network and its environment. 5.1. Supervision Function The supervision function analyses the actual occurrence of a disturbance or fault for the purpose of providing an appropriate indication of performance and/or detected fault condition to maintenance personnel and operations systems. The MPLS-TP NE MUST support supervision of the OAM mechanisms that are deployed for supporting the OAM requirements defined in [3]. The MPLS-TP NE MUST support the followingtransmissiondata-plane forwarding path supervision functions:.- Supervision oflooping checkloop-checking functions used to detect loops in the data-plane forwarding path (which result in non- delivery of traffic, wasting of forwarding resources and unintended self-replication of traffic);.- Supervision ofthe detection offailurein the sequence of a protocol exchange (e.g. automatic protection switching protocol);detection; The MPLS-TP NEtransmission-related supervision mechanismsMUST support theflexibilitycapability tobe configuredconfigure data- plane forwarding path related supervision mechanisms to perform on-demand or proactively. The MPLS-TP NE MUST support supervision for software processing e.g., processingfault,faults, storagecapacity problem,capacity, version mismatch, corrupteddata,data and out ofmemory,memory problems, etc. The MPLS-TP NE MUST support hardware-related supervision for interchangeable and non-interchangeableunits,unit, cable, and powerproblem.problems. The MPLS-TP NE SHOULD support environment-related supervision for temperature, humidity, etc. 5.2. Validation Function Validation isconcerned withtheintegrationprocess of integrating FaultCausesCause indications into Failures. A Fault Cause Indication (FCI) indicates a limited interruption of the required transport function. A Fault Cause is not reported to maintenance personnel because itcouldmight exist only for a very short time. Note that some of these eventshoweverare summed up in the Performance Monitoringprocess,process (see section 7), and when this sum exceeds acertainconfigured value, aThreshold Reportthreshold crossing alert (report) can be generated. When the Fault Cause lasts long enough, an inability to perform the required transport function arises. ThisFailurefailure condition is subject to reporting to maintenance personnel and/or an OS because corrective action might be required. Conversely, when the Fault Cause ceases after a certain time, clearing of the Failure condition is also subject to reporting. The MPLS-TP NE MUST perform persistency checks on fault causes before it declares a fault cause a failure. The MPLS-TP NE SHOULD provide a configuration capability for control parameters associated with performing the persistency checks described above. An MPLS-TP NE MAY provide configuration parameters to control reporting, and clearing, of failure conditions. Atransmissiondata-plane forwarding path failureSHALLMUST be declared if the fault cause persists continuously for a configurable time(Time-D).(Time- D). The failureSHALLMUST be cleared if the fault cause is absent continuously for a configurable time (Time-C).TypicallyNote: As an example, the default time valueswouldmight be as follows: Time-D = 2.5 +/- 0.5 seconds Time-C = 10 +/- 0.5 seconds These time values are as defined in G.7710 [1]. MIBs - or other object management semantics specifications - defined to enable configuration of these timers SHOULD explicitly provide default values and MAY provide guidelines on ranges and value determination methods for scenarios where the default value chosen might be inadequate. In addition, such specifications SHOULD define the level of granularity at which tables of these values are to be defined. Examples of levels of granularity MAY include per-failure-cause and per-deduced-fault. Implementations MUST provide the ability to configure the preceding set of timers, and SHOULD provide default values to enable rapid configuration. Suitable default values, timer ranges, and level of granularity are out of scope in this document and form part of the specification of fault management details. Timers SHOULD be configurable per NE for broad categories of failure causes and deduced faults, and MAY be configurable per-interface on an NE or per individual failure cause or deduced fault. The failure declaration and clearing MUST be time stamped. The time-stampSHALLMUST indicate the time at which the fault cause is activated at the input of the fault cause persistency (i.e. defect-to-failure integration) function, and the time at which the fault cause is deactivated at the input of the fault cause persistency function. 5.3. Alarm Handling Function 5.3.1. Alarm Severity Assignment Failuresmightcan be categorized to indicate the severity or urgency of the fault. An MPLS-TP NE SHOULD support theflexibility of assignment ofability to assign severity (e.g., Critical, Major,Minor, Warning) by the management system.Minor, Warning) to alarm conditions via configuration. See G.7710[1][1], section 7.2.2 for moredescription aboutdetail on alarm severity assignment. 5.3.2. Alarm Suppression Alarmsmaycan be generated from many sources, including OAM, device status, etc. An MPLS-TP NE MUSTprovide alarmsupport suppressionfunctionality that prevents the generation of superfluous alarms. Examplesofalarm suppression mechanisms include simply discarding thealarms(or not generating thembased on configuration. 5.3.3. Alarm Reporting Alarm Reporting is concerned with the reporting of relevant events and conditions, which occur in thefirst place), or aggregatingnetwork (including thealarms together, thereby greatly reducingNE, incoming signal, and external environment). Local reporting is concerned with automatic alarming by means of audible and visual indicators near thenumberfailed equipment. An MPLS-TP NE MUST support local reporting ofalarm notificationsalarms. The MPLS-TP NE MUST support reporting of alarms tobe emitted. Note:an OS. These reports are either autonomous reports (notifications) or reports on request by maintenance personnel. The MPLS-TP NE SHOULD report local (environmental) alarms to a network management system. An MPLS-TP NE supportingthe inter-working ofone or more other networking technologies(e.g.,(e.g. - Ethernet, SDH/SONET, MPLS)withover MPLS-TPneeds to translateMUST be capable of translating an MPLS-TPfaultdefects intoan existing transport technologyfailurecondition for reportingconditions that are meaningful to themanagement system. Seeclient layer, as described in RFC 4377[2] for more description. 5.3.3.[2], section 4.7. 5.3.4. Alarm Reporting Control Alarm Reporting Control (ARC) supports an automatic in-service provisioning capability. Alarm reportingMAYcan be turned off on a per-managed entity (e.g., LSP) basis to allow sufficient time for customer service testing and other maintenance activitiesin an "alarm free" state. Once a managed entity is ready, alarm reporting is automatically turned on. An MPLS-TP NE SHOULD support the Alarm Reporting Control function for controlling the reporting of alarm conditions. See G.7710 [1] and RFC 3878 [9] for more description of ARC. 5.3.4. Alarm Reporting Alarm Reporting is concerned with the reporting of relevant events and conditions, which occur in the network (including the NE, incoming signal, and external environment). Local reporting is concerned with automatic alarming by means of audible and visual indicators near the failed equipment. An MPLS-TP NE MUST support localin an "alarm free" state. Once a managed entity is ready, alarm reportingof alarms. Theis automatically turned on. An MPLS-TP NEMUSTSHOULD support the Alarm Reporting Control function for controlling the reporting ofalarms to an OS. These reports are either autonomous reports (notifications) or reports on request by maintenance personnel. The MPLS-TP NE SHOULD report local (environmental) alarms to a network management system. 6. Configurationalarm conditions. See G.7710 [1] (section 7.1.3.2) and RFC 3878 [9] for more information about ARC. 6.Configuration Management Requirements Configuration Management provides functions to identify, collect data from, provide data to and control NEs. Specific configuration tasks requiring network management support include hardware and software configuration, configuration of NEs to support transport paths (including required working and protection paths), and configuration of required path integrity/connectivity and performance monitoring (i.e. - OAM). 6.1. System Configuration The MPLS-TP NE MUST support the configuration requirements specified in G.7710 [1] section 8.1 forhardware, software, and date/time.hardware. The MPLS-TP NE MUST support the configuration requirements specified in G.7710 [1] section 8.2 for software. The MPLS-TP NE MUST support the configuration requirements specified in G.7710 [1] section 8.13.2.1 for local real time clock functions. The MPLS-TP NE MUST support the configuration requirements specified in G.7710 [1] section 8.13.2.2 for local real time clock alignment with external time reference. The MPLS-TP NE MUST support the configuration requirements specified in G.7710 [1] section 8.13.2.3 for performance monitoring of the clock function. 6.2. Control Plane Configuration If a control plane is supported in an implementation of MPLS-TP, the MPLS-TP NE MUST support the configuration of MPLS-TP control plane functions by the management plane. Further detailed requirementsmightwill be provided along with progress in defining the MPLS-TP control plane in appropriate specifications. 6.3. Path ConfigurationTheIn addition to the requirement to support static provisioning of transport paths (defined in [24], section 2.1 - General Requirements - requirement 18), an MPLS-TP NE MUST support thecapabilityconfiguration ofconfiguringrequired path performance characteristic thresholds (e.g. - Loss Measurement [LM], Delay Measurement [DM]thresholds). Thethresholds) necessary to support performance monitoring of the MPLS-TP service(s). In order to accomplish this, an MPLS-TP NE MUST support configuration of LSP information (such as an LSP identifier of some kind) and/or any other information needed to retrieve LSP status information, performance attributes, etc. If a control plane is supported, and that control plane includes support for control-plane/management-plane hand-off for LSP setup/maintenance, the MPLS-TP NE MUSTsupport the capability of configuring required LSPssupport management of the hand-off of Path control. See, for example, references [25] and [26]. Further detailed requirements will be provided along with progress in defining the MPLS-TP control plane in appropriate specifications. If MPLS-TP transport paths cannot be statically provisioned using MPLS LSP and pseudo-wire management tools (either already defined in standards or under development), further management specifications MUST be provided asfollows: . configure LSP indentifier and/or other information necessary to retrieve LSP status information.needed. 6.4. Protection Configuration The MPLS-TP NE MUST supportthe capabilityconfiguration ofconfiguringrequired path protection information as follows:. Designate- designate specifically identified LSPs as working or protection LSPs;.- define associations of working and protection paths;.- operate/release manual protection switching;.- operate/release force protection switching;.- operate/release protection lockout;.- set/retrieve Automatic Protection Switching (APS) parameters, including -.o Wait to Restore time,.o Protection Switching threshold information. 6.5. OAM Configuration The MPLS-TP NE MUSTprovide the capability to configuresupport configuration of the OAM entities and functions specified in [3]. The MPLS-TP NE MUST support the capability to choose which OAM functions to use and which maintenance entitytowill apply them. The MPLS-TP NE MUST support the capability to configure the OAM entities/functions as part of LSP setup and tear-down, including co-routed bidirectional point-to-point, associated bidirectional point-to-point, and uni-directional (both point-to-point and point-to-multipoint) connections. The MPLS-TP NE MUST support the configuration of maintenance entity identifiers (e.g. MEP ID and MIP ID) for the purpose of LSP connectivity checking. The MPLS-TP NE MUSThave the flexibility to configuresupport configuration of OAM parameters to meet their specific operational requirements, such as whether(1)- 1) one-time on-demand immediately or(2)2) one-time on-demand pre-scheduled or(3)3) on-demand periodically based on a specified schedule or(4)4) proactive on-going. The MPLS-TP NE MUST support the enabling/disabling of the connectivity check processing. The connectivity check process of the MPLS-TP NE MUST support provisioning of the identifiers to be transmitted and the expected identifiers. 7. Performance Management Requirements Performance Management provides functionsto evaluate and report upon the behavior of the equipment, NE, and networkfor the purpose of Maintenance, Bring-into-service, Quality of service, andPerformance monitoringstatistics gathering. This information could be used, forsignal degradation.example, to compare behavior of the equipment, MPLS-TP NE or network at different moments in time to evaluate changes in network performance. ITU-T Recommendation G.7710 [1] provides transport performance monitoring requirements for packet-switched and circuit-switched transport networks with the objective of providing coherent and consistent interpretation of the networkbehavior,behavior inparticular for hybrid network which consists of multiple transport technologies.a multi- technology environment. The performance management requirements specified in this document are driven by such an objective. 7.1. Path Characterization Performance MetricsThe MPLS-TP NEIt MUSTsupport collection of loss measurement (LM) so that they canbeusedpossible todetect performance degradation. Thedetermine when an MPLS-TPNE MUST support collection of delay measurement (DM) sobased transport service is available and when it is unavailable. From a performance perspective, a service is unavailable if there is an indication thatthey can be usedperformance has degraded todetectthe extent that a configurable performancedegradation. The MPLS-TP NE MUST support reporting of Performancethreshold has been crossed and the degradationvia fault managementpersists long enough (i.e. - the indication persists forcorrective actions (e.g. protection switching). The MPLS-TP NE MUST support collectionsome amount ofloss ratio measurement so that they can be usedtime - which is either configurable, or well-known) todetermine Severely Errored Second (SES). A SESbe certain it isdeclared fornot aone second interval when the ratio of lost packetsmeasurement anomaly. Methods, mechanisms and algorithms for exactly how unavailability is tototal transmitted packets in that one second interval exceeds a predetermined threshold. The packet lost thresholdbe determined - based on collection of raw performance data - are out of scope fordeclaring SES MUST be configurable. The numberthis document. For the purposes ofSESs MUST be collected per configurable intervals (e.g. 15-minute and 24-hour). Thethis document, it is sufficient to state that an MPLS-TP NE MUST supportcollectioncollection, and reporting, ofSES measurement soraw performance data thatthey canMAY be usedto determine service unavailable time. A period of unavailable time (UAT) begins at the onset of 10 consecutive SES events. These 10 seconds are considered to be part of unavailable time. A new period of available time begins at the onsetin determining availability of10 consecutive non-SES events. These 10 seconds are considereda transport service, and that implementations SHOULD support some as yet to bepart of available time.defined mechanism for determining service availability. The MPLS-TP NE MUST support collection ofUnavailable Seconds (UAS) so that they can be used to determine service availability.loss measurement (LM) statistics. ThenumberMPLS-TP NE MUST support collection ofUASdelay measurement (DM) statistics. The MPLS-TP NE MUSTbe collected per configurable intervals (e.g. 15-minute and 24-hour). SES and UAS history (the numbersupport reporting ofreadings to be retained and available) is as defined in ITU and ANSI documents associated with specific transport technologies (for instance, ITU-T G.7710, and ANSI T1.231-2003 [T1.231.01-2003 for DSL,.02 for DS1,.03 for DS3 and T1.231.04-2003Performance degradation via fault management forSONET] - see [1] and [14] respectively), however these are fairly consistently defined as follows: - Current and previous 1-day statistics - Current and 16 recent 15-minute statistics (ITU-T)corrective actions. "Reporting" in this context could mean: -Current, previous and 31 recent 15-minute statistics (ANSI) Note thatreporting to an autonomous protection component to trigger protection switching, -worst case (ANSI) requires 2 copiesreporting via a craft interface to allow replacement of1-day statistics (current and previous) and 33 copiesa faulty component (or similar manual intervention), - etc. The MPLS-TP NE MUST support reporting of15-minuteperformance statistics(current, previous and 31 recent).on request from a management system. 7.2. Performance Measurement Instrumentation 7.2.1. Measurement FrequencyTheFor performance measurement mechanisms that support both proactive and on-demand modes, the MPLS-TP NE MUST support theflexibilitycapability to be configured to operate on-demand orproactively (i.e. continuously over a period of time).proactively. 7.2.2. Measurement Scope On measurement of packet loss and loss ratio: - For bidirectional (both co-routed and associated) P2P connections -.o on-demand measurement of single-ended packet loss, and loss ratio, measurementare required; .is REQUIRED; o proactive measurement of packet loss, and loss ratio, measurement for each directionare required. Note: for associated bidirectional P2P connections, this data can only be measured at end-points.is REQUIRED. -Forfor unidirectional (P2P and P2MP) connection, proactive measurement of packet loss, and loss ratio,are required.is REQUIRED. On Delay measurement: -Forfor unidirectional (P2P and P2MP) connection, on-demand measurement of delay measurement isrequired.REQUIRED. -Forfor co-routed bidirectional (P2P) connection, on-demand measurement of one-way and two-way delayare required.is REQUIRED. -Forfor associated bidirectional (P2P) connection, on-demand measurement of one-way delay isrequired.REQUIRED. 8. Security Management Requirements The MPLS-TP NE MUST support secure management and control planes. 8.1. Management Communication Channel Security Secure communication channels MUST beprovidedsupported for all network traffic and protocols used to support management functions. This MUST include, at least, protocols used for configuration, monitoring, configuration backup, logging, time synchronization, authentication, and routing. The MCC MUST support application protocols that provide confidentiality and data integrity protection.If management communication security is provided, theThe MPLS-TP NE MUST support the following: - Use of open cryptographic algorithms (See RFC 3871 [5]) - Authentication - allow management connectivity only from authenticated entities. - Authorization - allow management activity originated by an authorized entity, using (for example) an Access Control List (ACL). - Port Access Control - allow management activity received on an authorized (management) port. 8.2.Signaling Communication Channel Security Securityconsiderationsrequirements for the SCC are driven by considerations similar tothe considerations driving theMCC requirements described in section 8.1. Security Requirements for the control plane are out of scope for this document and are expected to be defined in the appropriate control plane specifications. Management ofthecontrol plane securitymustMUST also be defined at that time. 8.3. Distributed Denial of Service A Denial of Service (DoS) attack is an attackwhichthat tries to prevent a target from performing an assigned task, or providing its intended service(s), through any means. A Distributed DoS (DDoS) can multiply attack severity (possibly by an arbitrary amount) by using multiple (potentially compromised) systems to act as topologically (and potentially geographically) distributed attack sources. It is possible to lessen the impact and potential forDDOSDoS and DDoS by using secure protocols, turning off unnecessary processes, logging and monitoring, and ingress filtering. RFC 4732 [4] provides background on DOS in the context of the Internet. An MPLS-TP NE MUST support secure management protocols and SHOULD do so in a manner the reduce potential impact of a DoS attack. An MPLS-TP NE SHOULD support additional mechanisms that mitigate a DoS (or DDoS) attack against the management component while allowing the NE to continue to meet its primary functions. 9. Security Considerations Section 8 includes a set of security requirements that apply to MPLS-TP network management. Solutions MUST provide mechanisms to prevent unauthorized and/or unauthenticated access to management capabilities and private information by network elements, systems or users. Performance of diagnostic functions and path characterization involves extracting a significant amount of information about network construction that the network operatorMAYmight consider private. 10. IANA Considerations There are no IANA actions associated with this document. 11. Acknowledgments The authors/editors gratefully acknowledge the thoughtful review, comments and explanations provided by Adrian Farrel, Alexander Vainshtein, Andrea Maria Mazzini, Ben Niven-Jenkins, Bernd Zeuner, Dan Romascanu, Daniele Ceccarelli, Diego Caviglia, Dieter Beller, He Jia, Leo Xiao, Maarten Vissers, NeilHarrison andHarrison, RolfWinter.Winter, Yoav Cohen and Yu Liang. 12. References 12.1. Normative References [1] ITU-T Recommendation G.7710/Y.1701, "Common equipment management function requirements", July, 2007. [2] Nadeau, T., et al, "Operations and Management (OAM) Requirements for Multi-Protocol Label Switched (MPLS) Networks", RFC 4377, February 2006. [3]Vigoureus,Vigoureux, M., et al, "Requirements for OAM in MPLS Transport Networks", work in progress. [4] Handley, M., et al, "Internet Denial-of-Service Considerations", RFC 4732, November 2006. [5] Jones, G., "Operational Security Requirements for Large Internet Service Provider (ISP) IP Network Infrastructure", RFC 3871, September 2004. [6] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", RFC 2119, March 1997. [7] ITU-T Recommendation G.7712/Y.1703, "Architecture and Specification of Data Communication Network", June 2008. [8] ITU-T Recommendation G.8601, "Architecture of service management in multi bearer, multi carrier environment", June 2006. [9] Lam, H., et al, "Alarm Reporting Control Management Information Base (MIB)", RFC 3878, September 2004. [10] Bocci, M., et al, "MPLS Generic Associated Channel", RFC 5586, June 2009. [11] Beller, D., et al, "An Inband Data Communication Network For the MPLS Transport Profile", draft-ietf-mpls-tp-gach- dcn, work in progress. 12.2. Informative References[10][12] Chisholm, S. and D. Romascanu, "Alarm Management Information Base (MIB)", RFC 3877, September 2004.[11][13] ITU-T Recommendation M.20, "Maintenance Philosophy for Telecommunication Networks", October 1992.[12][14] Telcordia, "Network Maintenance: Network Element and Transport Surveillance Messages" (GR-833-CORE), Issue 5, August 2004.[13][15] Bocci, M. et al, "A Framework for MPLS in Transport Networks", Work in Progress, November 27, 2008.[14][16] ANSI T1.231-2003, "Layer 1 In-Service Transmission Performance Monitoring", American National Standards Institute, 2003.[15][17] Vigoureux, M. et al, "MPLS Generic Associated Channel", draft-ietf-mpls-tp-gach-gal, work in progress.13.[18] Harrington, D., "Guidelines for Considering Operations and Management of New Protocols and Protocol Extensions", draft-ietf-opsawg-operations-and-management, work in progress. [19] Mansfield, S. et al, "MPLS-TP Network Management Framework", draft-ietf-mpls-tp-nm-framework, work in progress. [20] Bocci, M. et al, "A Framework for MPLS in Transport Networks", draft-ietf-mpls-tp-framework, work in progress. [21] Enns, R. et al, "NETCONF Configuration Protocol", draft- ietf-netconf-4741bis, work in progress. [22] McCloghrie, K. et al, "Structure of Management Information Version 2 (SMIv2)", RFC 2578, April 1999. [23] OMG Document formal/04-03-12, "The Common Object Request Broker: Architecture and Specification", Revision 3.0.3. March 12, 2004. [24] Niven-Jenkins, B. et al, "MPLS-TP Requirements", draft- ietf-mpls-tp-requirements, work in progress. [25] Caviglia, D. et al, "Requirements for the Conversion between Permanent Connections and Switched Connections in a Generalized Multiprotocol Label Switching (GMPLS) Network", RFC 5493, April 2009. [26] Caviglia, D. et al, "RSVP-TE Signaling Extension For The Conversion Between Permanent Connections And Soft Permanent Connections In A GMPLS Enabled Transport Network", draft-ietf-ccamp-pc-spc-rsvpte-ext, work in progress. [27] ITU-T Recommendation G.806, "Characteristics of transport equipment - Description methodology and generic functionality", January, 2009. [28] ITU-T Recommendation Y.1731, "OAM Functions and Mechanisms for Ethernet Based Networks", February, 2008. Author's Addresses Editors: Eric Gray Ericsson 900 Chelmsford Street Lowell, MA, 01851 Phone: +1 978 275 7470 Email: Eric.Gray@Ericsson.com Scott Mansfield Ericsson5000 Ericsson Drive Warrendale, PA, 15086 Phone:250 Holger Way San Jose CA, 95134 +1 724742 6726931 9316 EMail: Scott.Mansfield@Ericsson.com Hing-Kam (Kam) Lam Alcatel-Lucent 600-700 Mountain Ave Murray Hill, NJ, 07974 Phone: +1 908 582 0672 Email: hklam@Alcatel-Lucent.comEric Gray Ericsson 900 Chelmsford Street Lowell, MA, 01851 Phone: +1 978 275 7470 Email: Eric.Gray@Ericsson.comAuthor(s): Contributor(s): Adrian Farrel Old Dog Consulting Email: adrian@olddog.co.uk Copyright Statement Copyright (c) 2009 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents in effect on the date of publication of this document (http://trustee.ietf.org/license- info). Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Acknowledgment Funding for the RFC Editor function is currently provided by the Internet Society. APPENDIX A: Communication Channel(CC)(CCh) Examples ACCCCh may be realized in a number of ways. 1. TheCCCCh may be provided by a link in a physically distinct network. That is, a link that is not part of the transport network that is being managed. For example, the nodes in the transport network may be interconnected in two distinct physical networks: the transport network and the DCN. This is a "physically distinct out-of-bandCC".CCh". 2. TheCCCCh may be provided by a link in the transport network that is terminated at the ends of the DCC and which is capable of encapsulating and terminating packets of the management protocols. For example, in MPLS-TP an single-hop LSP might be established between two adjacent nodes, and that LSP might be capable of carrying IP traffic. Management traffic can then be inserted into the link in an LSP parallel to the LSPs that carry user traffic. This is a "physically shared out-of-bandCC."CCh." 3. TheCCCCh may be supported as its native protocol on the interface alongside the transported traffic. For example, if an interface is capable of sending and receiving both MPLS-TP and IP, the IP-based management traffic can be sent as native IP packets on the interface. This is a "shared interface out-of-bandCC".CCh". 4. TheCCCCh may use overhead bytes available on a transport connection. For example, in TDM networks there are overhead bytes associated with a data channel, and these can be used to provide aCC.CCh. It is important to note that the use of overhead bytes does not reduce the capacity of the associated data channel. This is an "overhead-basedCC".CCh". This alternative is not available in MPLS-TP because there is no overhead available. 5. TheCCCCh may provided by a dedicated channel associated with the data link. For example, the generic associated label (GAL)[15][17] may be used to label DCC traffic being exchanged on a data link between adjacent transport nodes, potentially in the absence of any data LSP between those nodes. This is a "data link associatedCC".CCh". It is very similar to case 2, and by its nature can only span a single hop in the transport network. 6. TheCCCCh may be provided by a dedicated channel associated with a data channel. For example, in MPLS-TP the GAL[15][17] may be imposed under the top label in the label stack for an MPLS-TP LSP to create a channel associated with the LSP that may carry management traffic. ThisCCCCh requires the receiver to be capable of demultiplexing management traffic from user traffic carried on the same LSP by use of the GAL. This is a "data channel associatedCC".CCh". 7. TheCCCCh may be provided by mixing the management traffic with the user traffic such that is indistinguishable on the link without deep-packet inspection. In MPLS-TP this could arise if there is a data-carrying LSP between two nodes, and management traffic is inserted into that LSP. This approach requires that the termination point of the LSP is able to demultiplex the management and user traffic. Such might be possible in MPLS-TP if the MPLS-TP LSP was carrying IP user traffic. This is an "in-bandCC".CCh". These realizations may be categorized as: A. Out-of-fiber, out-of-band (types 1 and 2) B. In-fiber, out-of-band (types 2, 3, 4, and 5) C. In-band (types 6 and 7) The MCN and SCN are logically separate networks and may be realized by the same DCN or as separate networks. In practice, that means that, between any pair of nodes, the MCC and SCC may be the same link or separate links. It is also important to note that the MCN and SCN do not need to be categorised as in-band, out-of-band, etc. This definition only applies to the individual links, and it is possible for some nodes to be connected in the MCN or SCN by one type of link, and other nodes by other types of link. Furthermore, a pair of adjacent nodes may be connected by multiple links of different types. Lastly note that the division of DCN traffic between links between a pair of adjacent nodes is purely an implementation choice. Parallel links may be deployed for DCN resilience or load sharing. Links may be designated for specific use. For example, so that some links carry management traffic and some carry control plane traffic, or so that some links carry signaling protocol traffic while others carry routing protocol traffic. It should be noted that the DCN may be a routed network with forwarding capabilities, but that this is not a requirement. The ability to support forwarding of management or control traffic within the DCN may substantially simplify the topology of the DCN and improve its resilience, but does increase the complexity of operating the DCN. See also RFC 3877[10],[12], ITU-T M.20[11],[13], and Telcordia document GR-833-CORE[12][14] for further information.